First Republic is an ultra-high-touch bank that provides extraordinary client service. We believe that one-on-one interactions build lasting relationships. We move quickly to serve our clients’ needs so that their financial transactions are handled with ease and efficiency. Client trust and security are paramount in our line of business. Ultimately, our goal is unsurpassed client satisfaction which will lead to personal referrals – our number one source of new business.
We recognize that our competitive advantage starts with our people and our culture. At First Republic, we work hard and move quickly as a very coordinated team. If you are looking for an opportunity to grow and contribute in a fun, fast-paced environment, First Republic is the place for you. We have exceptional people focused on providing extraordinary service.
The Sarbanes Oxley (SOX) Manager will be responsible for leading the SOX compliance program at the Bank. The SOX Manager will have responsibility for all the aspects of the Bank’s SOX compliance program, including risk and scope assessment; reviewing and enhancing SOX documentation prepared by the process owners; planning and conducting the testing of the controls over financial reporting (ICOFR); assessing the testing results and deficiencies identified, and reporting to the Executive Management and SOX Steering Committee on the effectiveness of the control over financial reporting.
The SOX Manager will be working closely with the process owners on documentation of processes and controls, during the testing of ICOFR, and on the remediation of the deficiencies, if any.
DISCLAIMER: Critical features of this job are described under the items above. They may be subject to change at any time due to reasonable accommodation or other reasons. This job description reflects management’s assignment of essential functions; it does not prescribe or restrict the tasks that may be assigned. Nothing in this job description restricts management’s right to assign or reassign duties and responsibilities to this job at any time.
Skills, Knowledge & Abilities: