First Republic is an ultra-high-touch bank that provides extraordinary client service. We believe that one-on-one interactions build lasting relationships. We move quickly to serve our clients’ needs so that their financial transactions are handled with ease and efficiency. Client trust and security are paramount in our line of business. Ultimately, our goal is unsurpassed client satisfaction which will lead to personal referrals – our number one source of new business.
We recognize that our competitive advantage starts with our people and our culture. At First Republic, we work hard and move quickly as a very coordinated team. If you are looking for an opportunity to grow and contribute in a fun, fast-paced environment, First Republic is the place for you. We have exceptional people focused on providing extraordinary service.
First Republic Securities Company, LLC (FRSC) is a wholly owned subsidiary of First Republic Bank and is an affiliate to First Republic Investment Management (FRIM). The Compliance Department provides advice and guidance to our business partners regarding the applicability of rules and regulations, advice on policies, procedures and controls, compliance monitoring and assistance with supervisory reviews in order to ensure compliance with all federal and state securities laws and regulations.
Brief Description of Role:
The Senior Associate role will be responsible for the support and enhancement of the compliance marketing and advertisement program as well as daily review of specific materials. The goal of the position is to establish industry best practices and to serve as a valued adviser to business colleagues.
The ideal candidate will have previous compliance experience in a high-touch/high-client-experience-expectation organization within a broker dealer and registered investment advisor.