The Sarbanes-Oxley (SOX) IT Manager is responsible for leading the IT related components of the SOX Program and continually helping enhance the program to keep up with the dynamic growth of the Bank. Responsibilities include leading the SOX IT team and completion of the SOX IT risk assessment, fraud risk assessment, determining IT in-scope systems and applications, and managing the IT team in the completion of IT walkthroughs and controls testing (e.g. ITGCs, ITACs, etc.), while also closely coordinating IT SOX-related activities with the Bank’s external auditors.
The SOX IT Manager will work closely with business unit SOX Liaisons to ensure that Internal Controls Over Financial Reporting (ICOFR) are appropriately designed and are operating effectively, SOX compliant control documentation is maintained and that any IT ICOFR deficiencies are assessed for severity, remediated, and reported to the SOX Reporting Committee. In addition, the SOX IT Manager will be an important stakeholder in implementations related to new systems and new accounting standards while assessing their impact on SOX / ICOFR and act in the role of business advisor.
The SOX IT Manager will report to the Vice President, SOX Program and will work with a mix of direct, indirect and co-sourced team members to manage the process. The IT Manager will also actively participate in decision-making related to the SOX Program.
DISCLAIMER: Critical features of this job are described under the items above. They may be subject to change at any time due to reasonable accommodation or other reasons. This job description reflects management’s assignment of essential functions; it does not prescribe or restrict the tasks that may be assigned. Nothing in this job description restricts management’s right to assign or reassign duties and responsibilities to this job at any time.