• Operations Associate

    ID
    2019-8303
    Job Locations
    US-CA-San Francisco
    Category
    Wealth Management
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    At First Republic, we care about our people. Founded in 1985, we offer extraordinary client service in private banking, private business banking and private wealth management. We believe that personal connections are everything and our success is driven by the relationships we form with our colleagues and clients. You’ll always feel empowered and valued here.

     

    Incredible teams doing exceptional work, every day

    First Republic Private Wealth Management is comprised of investment management, brokerage, trust, financial planning and insurance professionals. We offer customized wealth management solutions for our clients from a wide array of services including comprehensive investment management, financial planning, estate planning, trust services, endowment management and more. Our goal is to understand our clients’ unique needs and support them throughout a lifetime of financial goals.

     

    See service from a higher perspective

    The Operations Associate is responsible for the integration of new investment teams and the onboarding of new clients. This responsibility includes but is not limited to new account opening and maintenance, asset movements (disbursements), account transfers (ACAT and non-ACAT), and internal client service.

     

    What you’ll do as an Operations Associate, New Accounts:

    • Facilitate the client onboarding process for all new Investment Professionals
    • Track exception approvals and one-off requests
    • Set up internal systems with all regulatory required client data
    • Review transfer statements
    • Account opening (Custodial & APX)
    • Process and Track ACAT and Non-ACAT requests.
    • Complete and submit all audit related paperwork for final approval
    • Account maintenance such as compiling reports, processing account changes, online access, statement linking, document scanning, transfers and disbursements
    • Answer client service help lines, answering routine questions and escalating issues to management, when appropriate
    • Ensure compliance with both internal and regulatory policy and procedures

     

    What skills you will use:

    • Bachelor’s degree in business, finance, or a related field
    • 1 - 3 years of financial services experience at a brokerage firm or registered investment advisor/manager, preferred
    • New accounts or client onboarding experience, a plus
    • Series 7 & 63 license preferred
    • Strong organizational skills and the ability to multi-task
    • Proficient in Excel and Word
    • Experience with NetX & LexisNexis, a plus
    • Team player with positive energy who is dedicated and motivated to learn and contribute to the overall success of Private Wealth Management
    • Detail-oriented and reliable
    • Handles challenges head on with little guidance
    • Ability to work long hours in a fast-paced environment
    • Strong verbal and written communication skills
    • Proven history of providing extraordinary service
    • Ability to further the First Republic Bank culture and values 

    Job Demands:

    • Must be able to review and analyze data reports and manuals; must be computer proficient.
    • Must be able to communicate effectively via telephone and in person.
    • Must be able to travel as position requires.

     

    Own your work and your career — apply now

    Are you willing to go the extra mile because you love what you do and how you can contribute as a team? Do you want the freedom to grow and the opportunity to take charge of your own career? If so, then come join us.

     

    We want hard working team players. You’ll have the independence to learn, lead and drive change. A culture of extraordinary service, empowerment and stability — that’s the First Republic way.

     


    Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records, to the extent consistent with applicable federal and/or state law.

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